Chief Compliance Officer
Matt started in compliance in 2005, and has been employed in operations, internal audit, risk, and as a cycle examiner at FINRA. Matt has also served as a CCO for RIA/BD and FinOP prior to joining Stratos. Through LPL, Matt holds the Series 7, 24, 53 registrations through LPL Financial, and the Series 66 registration through LPL Financial and Stratos Wealth Partners. He oversees the compliance department, including the development of policies and procedures, and also handles escalations. In his spare time, Matt is an avid outdoorsman.